This audit verifies compliance with ISO 27001 standards for information security management systems. Regulativ.ai ensures that clients meet these global standards, enhancing trust and data protection.
ISO 9001 is a quality management system audit. It checks if a company's processes meet international quality standards. This ensures their products and services are consistent and meet customer needs.
SOC2 reports assess security, availability, processing integrity, confidentiality, and privacy controls. Regulativ.ai enables clients to align with best practices, ensuring confidence from auditors and customers.
The National Institute of Standards and Technology Cybersecurity Framework helps organizations manage and reduce cybersecurity risks. Regulativ.ai supports clients in achieving compliance, thus improving cybersecurity measures.
The Health Insurance Portability and Accountability Act (HIPAA) protects patient data. Regulativ.ai guides healthcare organizations in maintaining compliance, ensuring patient information security and privacy.
General Data Protection Regulation (GDPR) governs data privacy for EU citizens. Regulativ.ai assists businesses in adhering to GDPR, minimizing the risk of heavy fines and data breaches.
Payment Card Industry Data Security Standard (PCI DSS) ensures secure credit card transactions. Regulativ.ai ensures that clients’ payment systems are fully compliant, preventing breaches in payment data.
SOC1 focuses on the financial reporting controls of service organizations. Regulativ.ai enables clients to comply with SOC1 requirements and audit processes, reinforcing trust with stakeholders.
This UK-based certification ensures protection against common cyber threats. Regulativ.ai supports clients in meeting these essential requirements, securing a foundational level of cybersecurity.
PCI DSS is a set of security standards designed to protect credit card data. It outlines requirements for businesses that handle, store, or transmit cardholder information, ensuring a secure environment for transactions. Compliance with PCI DSS is mandatory for those accepting or processing credit cards.
PSD2 is a European Union regulation that aims to make electronic payments more secure and innovative. It requires banks to allow third-party payment providers to access customer accounts with their consent. This opens up opportunities for new financial services but also raises concerns about security and data protection.
SWIFT CSP - The SWIFT CSP mandates all SWIFT users to attest their compliance with the Customer Security Controls Framework(CSCF), which includes a set of mandatory and advisory controls. This initiative aims to enhance the cybersecurity posture of the global financial community by increasing the cyber maturity of its members. The CSP is structured around securing the local environment, preventing and detecting fraud in commercial relationships, and continuously sharing information to defend against cyber threats.
CHAPS, operated by the Bank of England, has a 'trust and verify' approach, where Direct Participants must self-attest to their compliance with CHAPS rules and requirements. This process involves declaring instances of non-compliance and the Bank may also seek to verify certain areas. Compliance with technical and operational requirements is ongoing, including access to the SWIFT network and appropriate interfaces for message processing.
TARGET2 users are required to submit a self-attestation concerning the protection of their SWIFT infrastructure as part of the SWIFT CSP. This self-attestation is a measure against increasing risks of cyber-attacks in the financial world, aiming to reinforce the security of the global financial community.
FedLine, operated by the US Federal Reserve Banks, is a suite of electronic payment solutions pivotal to the U.S. financial infrastructure, facilitating efficient, reliable, and secure transactions. To bolster the security and resilience of this critical system, the Federal Reserve has instituted the FedLine Solutions Security and Resiliency Assurance Program. This comprehensive program mandates all financial institutions utilizing FedLine services to conduct an annual self-assessment of their compliance with specific FedLine security requirements.
Lynx, from the Bank of Canada, mandates participants to meet comprehensive regulatory, financial, cyber security, and operational requirements. Participants must qualify for Payments Canada membership, adhere to risk-based Canadian prudential regulation, and are required to attest to meeting the Bank’s cyber security requirements.
Single Euro Payments Area (SEPA) in Europe aims to harmonize electronic payments across the EU, making cross-border payments as easy as domestic ones. Participants must ensure compliance with EU regulations, including the Payment Services Directive (PSD/PSD2).
EU DORA Act, UK's ORF, Australia's ARPA
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Some of the country specific regulations are listed below. If your specific regulation is not listed please get in touch with us as we would be able to support it.
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The Hong Kong Monetary Authority is Hong Kong's central bank and financial regulator. It maintains currency stability, promotes banking stability and integrity, and manages the Exchange Fund to maintain Hong Kong's status as an international financial center.
The Federal Financial Supervisory Authority (BaFIN) is Germany's financial regulatory authority. It supervises banks, insurance companies, and financial services providers. BaFIN aims to ensure the stability and integrity of the German financial system, protecting consumers and investors.
The Monetary Authority of Singapore serves as Singapore's central bank and financial regulatory authority. It manages Singapore's exchange rate, regulates the financial sector and works to promote sustained economic growth through sound monetary policy and financial stability.
The Financial Services and Markets Authority oversees Belgium's financial markets and listed companies. It protects consumers of financial products, ensures the fair treatment of financial consumers, and maintains confidence in the financial markets.
The Office of the Superintendent of Financial Institutions is Canada's primary financial regulator. It supervises federally regulated financial institutions and pension plans to protect depositors, policyholders and pension plan members, while allowing institutions to compete and take reasonable risks.
The Financial Conduct Authority regulates financial firms and markets in the UK. It aims to protect consumers, maintain market integrity, and promote competition. The FCA has the power to investigate organizations and individuals and enforce regulations.
We champion robust AI regulations and management to minimize risks and ensure safe, responsible adoption, empowering organizations to harness AI's potential while protecting against unintended consequences.
